When contacting us, other than providing your identity and the identity of the entity against whom you may have a claim, please do not provide any other confidential information regarding your claim. Any attorney-client relationship, which brings with it our duty of attorney-client confidentiality, can only be established after all potential conflicts of interest may be developed. Contacting us by any means, including by electronic or other means, shall not create an attorney client relationship.
Once we determine that no actual or potential conflicts of interest reasonably exist, we may offer to investigate your claims, and whether to undertake your representation. Information sent by e-mail or the Internet may not be secure, or may be intercepted, by others. We shall endeavor to keep information provided to us in connection with you seeking legal advice from us, in connection with any offer to investigate your claim from us, confidential, subject to certain conditions provided it is not used for the purposes of furthering a fraud or crime or does not relate to a controversy between us.
Otherwise, an attorney-client relationship will only be established when a written fee agreement setting forth the scope of any representation is offered and accepted by you.
All claims arising under state or federal law have deadlines, are time sensitive and will be forever barred or lost if not formally brought in court, or in arbitration, within a specified period of time after these events occurred or should have been discovered. It is important that you consult with qualified counsel to determine which deadlines may apply to your particular claims.
You should also note that the determination for the need for legal services and the choice of a lawyer are extremely important decisions that should not be based solely on advertisements or self proclaimed expertise. The limitation or concentration in any area of practice does not mean that a lawyer is a specialist or expert in a field of law, nor does it mean that the lawyer is necessarily any more expert or competent than any other lawyer. No representation is made that the quality of legal services to be performed is greater than the quality of legal services to be performed by other lawyers. No certification as a specialist or certification in any field of practice has been granted or approved by any state or the American Bar Association. All potential clients are urged to make their own independent investigation and evaluation of any lawyer being considered
Not admitted to practice law in all jurisdictions. Appearances limited to securities arbitrations in accordance with the Code of Arbitration Procedure, and American Bar Association Model Rules Conduct Rule 5.5. Communicating with us in any way does not create an attorney-client relationship of any kind. All potential clients are screened for potential conflicts of interests. Attorney advertisement. The determination for the need for legal services and the choice of a lawyer are extremely important decisions that should not be based solely on advertisements or self proclaimed expertise. The limitation or concentration in any area of practice does not mean that a lawyer is a specialist or expert in a field of law, nor does it mean that the lawyer is necessarily any more expert or competent than any other lawyer. Florida Counsel: Sara J. Saba (Florida Bar No. 911011). California Counsel: Seth M. Friedman (California Bar No. 169220). Not admitted in all jurisdictions. Offer void where prohibited. the quality of legal services to be performed by us is greater than the quality of legal services to be performed by other lawyers. No certification as a specialist or certification in any field of practice has been granted or approved by any state or the American Bar Association. The outcome or success of any prior case or client is completely unrelated to the outcome in your case, or any other case. All potential clients are urged to make their own independent investigation and evaluation of any lawyer being considered.
The information contained herein is not legal advice and should not be relied upon as legal advice. Any information that you provide to us may not be treated as confidential or private. Visiting this website and the use of this information is subject to the terms and conditions. Visiting this website, the use of this information, or responding or contacting us shall not be construed as the offer, or the solicitation of an offer to provide legal services of any kind in any jurisdiction where such offer or solicitation may be prohibited.
OUR PRACTICE AREAS
FINRA Arbitration
The litigation of individual and group investor claims against securities broker-dealers and investment professionals adjuducated in arbitration before the Financial Industry Regulatory Authority.
Defective Financial Products
Alternative Investments, Promissory Notes, Structured Products, High Yield Bond Funds, Non-Marketable Real Estate Investment Trusts, Inverse and Leveraged ETFs, the Failure to Conduct Due Diligence.
Unsuitable Investments
Speculative or High Risk Investment Recommendations, Unsuitable Investment Strategies, Low Priced Securities, Customer Specific Unsuitability, Inappropriate Investment Recommendations.
Stockbroker Misconduct
Breach of Fiduciary Duty, Churing, Unauthorized Trading, Fraud, Stockbroker Theft, Ponzi Schemes, the Sale of Unapprovied investments.