Clifford William Shirah of Blue Ridge Georgia a stockbroker formerly registered with ProEquities Inc. is the subject of a State of Michigan Department of Licensing and Regulatory Affairs Securities Bureau Order which denied Shirah’s securities agent registration in Michigan based upon findings that Shirah engaged in unethical or dishonest conduct involving customers. In the Matter of Clifford W. Shirah Agency No. 335538 (May 14, 2018).
According to the Order, the Bureau based its decision on Shirah having forged signatures of customers on account documentation while employed with ProEquities, Inc. FINRA Public Disclosure reveals that Shirah was terminated from the firm on January 4, 2018 founded on allegations that documentation was submitted by Shirah containing abnormal signatures of customers; Shirah even acknowledged to having placed customer signatures and initials on documentation.
Shirah has been employed by IFS Securities since January 19, 2018.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
