Christopher Michael Lazos of New York, New York, a stockbroker registered with Oppenheimer Co. Inc., is the subject of a customer initiated investment related civil action in which the customer requested $250,000.00 in damages based upon allegations that Lazos helped an individual create a misleading valuation for a private placement that was held by the customer when Lazos was associated with Oppenheimer Co. Inc. Civil Action No. 1-23-CV-09191 (January 16, 2024).
Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Lazos is referenced in two other customer initiated investment related disputes concerning Lazos’ conduct while associated with Oppenheimer Co. Inc. On April 21, 2022, a customer filed an investment related complaint involving Lazos’ conduct in which the customer requested compensatory damages based upon allegations that Lazos made unsuitable recommendations in direct investments. That complaint was denied.
On January 31, 2024, a customer filed an investment related civil action involving Lazos’ conduct in which the customer requested $50,000.00 in damages based upon alleged misleading information being provided to the customer in connection with the recommendation and sale of private placements. Civil Action No. 2-24-CV-00001.
Lazos has been associated with Oppenheimer Co. Inc. in Dorado, Puerto Rico since May 21, 2008.
