Christopher Allen Coffman of York New England a stockbroker formerly registered with Edward Jones is referenced in a customer initiated investment related written complaint which was settled on June 23, 2016 to resolve accusations that omissions had been made to the customer concerning the tax liability pertaining to the exchange of mutual funds in the customer’s investment portfolio.
Financial Industry Regulatory Authority (FINRA) Disclosure also reveals that on June 29, 2016, a customer initiated investment related complaint concerning Coffman’s activities was settled for $14,383.00 in damages founded on allegations that the customer had not authorized either the liquidation of the customer’s Hartford Annuity or the purchase of an American Funds Investment Company of America product.
Coffman’s registration with Edward Jones was terminated on June 8, 2016. Between August 5, 2016 and August 4, 2017, Coffman was registered with Wells Fargo Advisors Financial Network, LLC, and from August 4, 2017 to November 6, 2018, Coffman was registered by TD Ameritrade, Inc. Since November 2, 2018, Coffman has been registered with Ameritas Investment Corp.
