Charles John Ehnot of Dunmore Pennsylvania a stockbroker formerly registered with L.H. Kohn Company is the subject of a customer initiated investment related complaint that was settled for $20,000.00 in damages on April 5, 2017 based upon accusations that unauthorized real estate security transactions were effected in the customer’s account during the time that Ehnot was associated with L.M. Kohn Company.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Ehnot has been identified in thirty more customer initiated investment related disputes pertaining to allegations of his misconduct during the time that he was associated with securities firms including Midsouth Capital Inc. and L.H. Kohn Company. Specifically, a customer initiated investment related arbitration claim in regard to Ehnot’s conduct was resolved for $32,522.00 in damages supported by accusations that while Ehnot was employed by Midsouth Capital Inc., the features or risks of over-the-counter equities sold to the customer had been misrepresented; fiduciary duties that were owed to the customer had been violated; and the customer was ultimately frauded.
Thereafter, a customer initiated investment related arbitration claim involving Ehnot’s activities was settled for $49,750.00 in damages founded on allegations that the customer was placed into master limited partnership products that were not appropriate given the customer’s liquidity needs or investment related objectives. FINRA Arbitration No. 15-01261 (June 2, 2016).
Ehnot’s employment with L.M. Kohn has been terminated as of January 3, 2017. Between March 20, 2017 and May 10, 2019, Ehnot was associated with CV Brokerage Inc.
