Matthew Park Best, of Shippenville, Pennsylvania, a stockbroker currently registered with Ameriprise Financial Services, Inc., has been named in a customer initiated investment related written complaint on February 16, 2017, in which the customer requested $32,546.00 in damages based upon allegations that Best made faulty assurances to the customer concerning payments that the customer would be entitled to pursuant to a variable annuity contract’s terms.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Best has been identified in three additional customer initiated investment related disputes containing allegations of his misconduct while associated with Cetera Advisor Networks LLC and Financial Network Investment Corporation. Particularly, on May 26, 2009, a customer filed an investment related written complaint involving Best’s conduct, in which the customer requested $17,465.21 in damages based upon allegations that Best represented that the customer would not incur losses on the customer’s investments, and failed to provide adequate investment guidance to the customer once the customer sustained losses.
Further, on April 17, 2012, a customer filed an investment related civil action regarding Best’s activities, in which the customer requested $850,000.00 in damages based upon allegations which included, inter alia, the aiding and abetting of unauthorized stock liquidation and subsequent distribution of funds from a customer’s trust account.
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