Scott Andrew Valentine, a stockbroker formerly registered with Capital One Investing, LLC, has been named in a customer initiated investment related written complaint on March 27, 2017, in which the customer requested damages estimated to exceed $5,000.00 based upon allegations that Valentine effected the unsuitable purchase of the customer’s variable annuity.
Valentine’s registration with Capital One Investing, LLC, was terminated on February 22, 2016. Since February 18, 2016, he has been associated with LPL Financial LLC.
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