John Stephen Pronovost of Watertown Connecticut a stockbroker currently registered with Cambridge Investment Research Inc. has been referenced in a customer initiated investment related written complaint on March 8, 2018 in which the customer requested $26,044.79 in damages based upon accusations that misrepresentations had been made to the customer and mutual fund transactions were executed in the customer’s account that were not suitable for the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on February 8, 2018, a customer filed an investment related complaint concerning Pronovost’s actions where the customer sought $150,000.00 in damages supported by accusations that mutual fund purchases effected in the customer’s account failed to conform to the customer’s tolerance for risk.
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