Wallace Martin Giakas, of Little Silver, New Jersey, a stockbroker formerly registered with Buckman, Buckman & Reid, Inc., has been named in a customer initiated investment related civil action on August 3, 2015, in which the customer requested more than $15,000.00 in damages based upon allegations that Giakas induced the customer’s private placement investment based upon misrepresentations.
Giakas was previously fined and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he used prohibited communication channels with customers of Buckman, Buckman and & Reid, Inc. Letter of Acceptance, Waiver and Consent, No. 2011029206504 (Jan. 26, 2015).
Since September 27, 1982, Giakas has been associated with fourteen different broker dealers, eleven of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct. #cockroach
Wallace Martin Giakas, of Little Silver, New Jersey, a stockbroker formerly registered with Buckman, Buckman & Reid, Inc., has been named in a customer initiated investment related civil action on August 3, 2015, in which the customer requested more than $15,000.00 in damages based upon allegations that Giakas induced the customer’s private placement investment based upon misrepresentations.
Giakas was previously fined and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he used prohibited communication channels with customers of Buckman, Buckman and & Reid, Inc. Letter of Acceptance, Waiver and Consent, No. 2011029206504 (Jan. 26, 2015).
Since September 27, 1982, Giakas has been associated with fourteen different broker dealers, two of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct. #cocoroach
FINRA Public Disclosure states that Giakas has between a 5% and 10% equity interest in Buckman, Buckman & Reid.
Guiliano Law Group
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