Bryce Austin Hamilton, of Cornelius, North Carolina, a stockbroker registered with LPL Financial LLC, has been permitted to resign on September 27, 2024, based upon allegations that Hamilton failed to timely notify the securities broker dealer of a pending arbitration matter.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also shows that on July 30, 2024, a customer filed an investment related FINRA securities arbitration claim involving Hamilton’s conduct in which the customer requested $300,000.00 in damages based upon allegations that Hamilton made the unsuitable investment recommendation of private placements when Hamilton was associated with Forta Financial Group, Kingswood Capital Partners, and Financial Gravity Family Office Services LLC. FINRA Arbitration No. 24-00488.
Hamilton was associated with LPL Financial LLC in Cornelius, North Carolina, from July 10, 2024, to October 4, 2024. Prior to that, he was associated with CliftonLarsonAllen Wealth Advisors LLC in Charlotte, North Carolina, from November 6, 2023, to May 28, 2024. From November 15, 2021, to October 31, 2023, Hamilton was associated with Kingswood Capital Partners LLC in Carmel By The Sea, California. Before that, he was associated with Forta Financial Group Inc. in Carmel, California, from March 15, 2021, to December 9, 2021, and Centaurus Financial Inc. in Carmel, California, from November 11, 2015, to March 11, 2021.
