Bryan Edwin Benson of Tucson Arizona a stockbroker currently registered with Wells Fargo Clearing Services is the subject of a customer initiated investment related arbitration claim in which the customer requested $218,257.00 in damages based upon allegations that unsuitable stock transactions had been effected in the customer’s account by Benson while he was associated with Wells Fargo Clearing Services. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-04364 (Jan. 2, 2019).
FINRA Public Disclosure additionally reveals that on June 29, 2017, a customer initiated investment related complaint involving Benson’s conduct was settled for $415,000.00 in damages based upon allegations that while Benson was associated with Wells Fargo Clearing Services LLC, the customer was placed in limited partnership interests or direct investment products that were inappropriate for the customer given the customer’s objectives for investing or tolerance for risk.
