Brian C. Pfeifler (also known as Bman Pfeifler), of New York, New York, a stockbroker registered with Morgan Stanley, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested compensatory damages based upon allegations that Pfeifler made unsuitable investment recommendations when Pfeifler was associated with Morgan Stanley. FINRA Arbitration No. 24-00143 (January 22, 2024).
This is not the first time that Pfeifler has been referenced in a customer initiated investment related dispute concerning Pfeifler’s conduct in the securities industry. FINRA Public Disclosure shows that Pfeifler is also referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer requested compensation based upon allegations that Pfeifler made unsuitable recommendations in hedge funds and private placements during the time that Pfeifler was associated with Morgan Stanley Smith Barney. FINRA Arbitration No. 23-03641 (December 29, 2023).
Pfeifler has been associated with Morgan Stanley in New York, New York, and Palm Beach, Florida, since June 1, 2009.
