Brandon Jerome Larsen of Green Bay, Wisconsin, a stockbroker registered with Thrivent Investment Management Inc., has been discharged by the securities broker dealer on January 8, 2024, based upon allegations that Larsen violated firm policies regarding unauthorized trading, failure to disclose outside business activities, and conducting communications outside the firm’s auspices.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on January 20, 2016, a customer filed an investment related complaint involving Larsen’s conduct in which the customer requested $10,074.57 in damages based upon allegations that Larsen represented that the customer would get interest from a variable annuity and that there would be principal protection. This complaint was denied.
Larsen was associated with Thrivent Investment Management Inc. in Green Bay, Wisconsin, from October 3, 2013, to January 22, 2024. Larsen has been associated with Equity Services Inc. in Green Bay, Wisconsin, since February 21, 2024.
