Brandon Boyd Hanna of Minneapolis Minnesota a stockbroker formerly registered with Oppenheimer Co. Inc. is referenced in a customer initiated investment related written complaint on July 17, 2018 in which the customer sought $350,000.00 in damages founded on accusations that (1) the customer’s account was churned and (2) stock, mutual funds and exchange traded funds transactions effected in the customer’s account were unsuitable for the customer.
FINRA Public Disclosure additionally confirms that a customer initiated investment related arbitration claim regarding Hanna’s conduct was resolved for $85,000.00 in damages supported by allegations that the customer was inappropriately placed in over-the-counter equities during the time Hanna was associated with Oppenheimer Co. Inc. FINRA Arbitration No. 16-00371 (June 23, 2017).
Hanna’s registration with Oppenheimer Co. Inc. has been terminated as of February 15, 2017. Since February 8, 2018, he has been associated with Pruco Securities LLC.
