Bradley Scott Cooperman of San Diego California a stockbroker currently registered with J.P. Morgan Securities LLC is referenced in a customer initiated investment related written complaint on July 14, 2016 in which the customer sought $11,060.56 in damages based upon accusations that (1) unauthorized trades were executed in the customer’s managed investment account (2) misrepresentations had been made to the customer concerning those managed account investments (3) the customer’s signature had been forged on an account agreement.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Cooperman has been identified in three additional customer initiated investment related disputes pertaining to allegations of his violative conduct while employed with Chase Investment Services Corp and WM Financial Services Inc. Specifically, on October 1, 2007, a customer initiated investment related complaint involving Cooperman’s activities was resolved for $6,706.03 in damages founded on accusations that unsuitable purchases of mutual funds had been placed in the account of a ninety-one year old customer.
Thereafter, a customer filed an investment related complaint concerning Cooperman’s activities where the customer requested $13,000.00 in damages supported by allegations that the customer was inappropriately placed in mutual fund investments. Subsequently, a customer filed an investment related complaint regarding Cooperman’s conduct in which the customer sought $81,262.18 in damages based upon accusations that Cooperman made misrepresentations to the customer concerning a variable annuity purchased for the customer’s account, and placed the customer in a variable annuity that was in no way suitable for the customer.
