Erin A. Daniels of Scottsdale Arizona is a stockbroker formerly registered with BMO Harris Financial Advisors, Inc. who was fired on March 1, 2018 founded on allegations that Daniels mishandled information from customers and conducted herself in a manner which was not consistent with industry rules or the firm’s policies and procedures.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on October 24, 2013, a customer initiated investment related written complaint that concerned Daniels’ conduct was settled for $9,800.00 in damages based upon accusations that Daniels failed to execute a transfer from the customer’s managed account according to the customer’s instructions.
Since March 27, 2018, Daniels has been associated with Stifel, Nicolaus & Company, Inc.
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