Billy James Aycock of Nashville, Tennessee, a stockbroker formerly registered with Center Street Securities Inc., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $300,000.00 in damages based upon allegations that Aycock breached a contract, failed to supervise certain representatives, was negligent, made misrepresentations of material fact, breached his fiduciary duties, and violated FINRA rules in connection with the sale of “corporate bonds” when Aycock was associated with Center Street Securities Inc. FINRA Arbitration No. 24-00138 (April 10, 2024).
FINRA Public Disclosure shows that Aycock is referenced in 15 other customer initiated investment related disputes concerning Aycock’s conduct while associated with securities broker dealers. On January 29, 2024, a customer filed an investment related FINRA securities arbitration claim involving Aycock’s conduct in which the customer requested $105,000.00 in damages based upon allegations that Aycock violated Illinois securities law, was negligent, failed to supervise certain representatives, breached a contract, breached his fiduciary duties, and fraudulently induced the customer to hold real estate securities when Aycock was associated with Center Street Securities Inc. FINRA Arbitration No. 22-02391.
On February 5, 2024, a customer filed an investment related FINRA securities arbitration claim involving Aycock’s conduct in which the customer requested $100,001.00 in damages based upon allegations that Aycock breached a contract, was negligent, breached his fiduciary duties, failed to supervise certain representatives, and violated Illinois securities laws in connection with the recommendation and sale of unit investment trusts and real estate securities. FINRA Arbitration No. 22-02945.
On February 5, 2024, a customer filed an investment related FINRA securities arbitration claim involving Aycock’s conduct in which the customer requested $100,000.00 in damages based upon allegations that Aycock made misrepresentations and omissions of material fact, failed to act in the best interest of the customers, and failed to conduct due diligence in connection with the sale of “corporate bonds.” FINRA Arbitration No. 22-02725.
Aycock is also referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer requested $200,000.00 in damages based upon allegations that Aycock fraudulently induced the customer to hold investments, negligently supervised certain representatives, violated securities laws in Illinois, and breached a contract and fiduciary duties in connection with the recommendation and sale of “corporate bonds” and real estate securities. FINRA Arbitration No. 22-01937 (February 5, 2024).
On February 22, 2024, a different customer filed an investment related FINRA securities arbitration claim involving Aycock’s conduct in which the customer requested $815,000.00 in damages based upon alleged violation of securities laws, breach of fiduciary duties, breach of contract, fraud, and negligence in connection with the sale of “bonds” and direct investments during the time that Aycock was associated with Center Street Securities Inc. FINRA Arbitration No. 23-03084.
Aycock is also referenced in a FINRA securities arbitration claim in which the customer requested $412,371.00 in damages based upon allegations that Aycock committed violations of securities laws, breached a contract, committed fraud, violated Indiana Securities Act, was negligent, and breached fiduciary duties in connection with the sale of “corporate bonds.” FINRA Arbitration No. 24-00647 (March 29, 2024).
Aycock was also associated with Center Street Securities Inc. in Nashville, Tennessee from April 29, 2013, to December 1, 2023, and Center Street Advisors Inc. in Nashville, Tennessee from January 29, 2015, to June 27, 2023. Aycock has been associated with Cabin Securities Inc. in Overland Park, Kansas since December 13, 2023, and Cabin Advisors LLC in Nashville, Tennessee since December 13, 2023.
