Avi Frohlichman, of San Diego, California, a stockbroker registered with Lincoln Financial Advisors Corporation, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $65,000.00 in damages based upon allegations that Frohlichman made the unsuitable investment recommendation of oil and gas investments when Frohlichman was associated with Lincoln Financial Advisors Corporation. FINRA Arbitration No. 24-02317 (October 25, 2024).
This is not the first time that Frohlichman has been referenced in a customer initiated investment related dispute concerning Frohlichman’s conduct in the securities industry. FINRA Public Disclosure shows that Frohlichman is referenced in a different customer initiated investment related FINRA securities arbitration claim in which the customer requested $47,000.00 in damages based upon allegations that Frohlichman made the unsuitable investment recommendation of oil and gas investments when Frohlichman was associated with Lincoln Financial Advisors Corporation. FINRA Arbitration No. 24-02317 (October 25, 2024).
Frohlichman was associated with Lincoln Financial Securities Corporation in San Diego, California from December 26, 2014, to August 29, 2017.
