Bruce Stark, of Melville, New York, a stockbroker with Aegis Capital Corp., is currently subject to two pending customer disputes. Particularly, on August 21, 2015, a customer requested $534,150.00 in damages after alleging that Stark churned and excessively traded in the customer’s account, engaged in unauthorized trades, and made unsuitable investment recommendations.
According to FINRA Public Disclosure Records, Stark became subject to another customer dispute from June 23, 2004, where a customer requested $9,000.00 in damages after alleging that Stark engaged in the unauthorized trading in the customer’s investment account. Stark was also subject to a third customer dispute on May 17, 2004, in which a customer requested $26,000.00 in damages after asserting that investments selected by Stark performed poorly, and that Stark failed to protect the customer against loss. Five of the last six brokerage firms with whom Stark was associated are defunct or have been closed by securities regulators and expelled from FINRA.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
[subscribe2]
