Amy Marie Jamrog of Holyoke Massachusetts a stockbroker currently registered with Northwestern Mutual Investment Services LLC is the subject of a customer initiated investment related written complaint on March 29, 2018 in which the customer requested $82,000.00 in damages supported by accusations that Jamrog inappropriately recommended for the customer to liquidate stock positions and subsequently place the assets in a variable annuity.
FINRA Public Disclosure additionally reveals that on June 11, 2001, another customer filed an investment related complaint involving Jamrog’s activities where the customer sought $31,000.00 in damages based upon allegations that unsuitable mutual fund transactions had been effected in the customer’s account while Jamrog was associated with Robert W. Baird & Co. Incorporated. Moreover, a customer filed an investment related arbitration claim regarding Jamrog’s conduct while employed by New England Securities, in which the customer requested $7,841,432.00 in damages founded on accusations that, inter alia, contractual obligations had been breached. FINRA Arbitration No. 18-00419 (Apr. 4, 2018).
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