John Sherman Bixby, of Lincoln, Nebraska, a stockbroker registered with Ameritas Investment Corp., was terminated from employment on June 15, 2016, based upon allegations that he engaged in sales practices and communications with customers in a manner which violated Ameritas’ procedures and policies.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on October 25, 2011, a customer filed an investment related written complaint involving Bixby’s conduct, where the customer requested $21,317.00 in damages based upon allegations that Bixby established an investment account for the customer without the customer’s consent. Additionally, on March 27, 2012, a customer filed an investment related written complaint regarding Bixby’s activities, in which the customer requested $40,000.00 in damages based upon allegations that Bixby effected unsuitable and illiquid municipal debt transactions in the customer’s account.
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