Jason Vincent Mediate, of Staten Island, New York, a stockbroker formerly registered with Alexander Capital, L.P., has been named in a customer initiated investment related arbitration claim, which settled on November 17, 2015 for $112,500.00 in damages based upon allegations that Mediate effected transactions in the customer’s investment account without proper authorization.
FINRA Public Disclosure reveals that Mediate was previously named in a customer complaint on June 19, 2001, in which the customer requested $17,887.99 in damages based upon allegations that Mediate, while associated with Silver Capital Group, effected equity trades in the customer’s individual retirement account which were neither authorized nor suitable for the customer.
Mediate’s registration with Alexander Capital, L.P. ended on September 22, 2015. From September 30, 2015, to December 2, 2016, Mediate was registered with Legend Securities, Inc. Since 1994, Mediate has been associated with seventeen different broker dealers, thirteen of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct. #cockroach
Guiliano Law Group
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