David Perez, of New York, New York, a stockbroker registered with Aegis Capital Corp., has been named in a pending customer initiated investment related arbitration action, in which the customer requested $79,548.00 in damages based upon allegations that Perez effected excessive trades in the customer’s account, failed to follow the customer’s instructions, and was ultimately responsible for the customer’s poor investment performance.
FINRA Public Disclosure reveals that on November 16, 2013, Perez settled a customer initiated investment related arbitration claim for $38,000.00 in damages based upon allegations that Perez excessively traded in the customer’s account and contributed to the customer’s poor investment performance.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
