Attorney advertisement. All potential clients are screened for potential conflicts of interests. The determination for the need for legal services and the choice of a lawyer are extremely important decisions that should not be based solely on advertisements or self proclaimed expertise. The limitation or concentration in any area of practice does not mean that a lawyer is a specialist or expert in a field of law, nor does it mean that the lawyer is necessarily any more expert or competent than any other lawyer. Not admitted in all jurisdictions. Appearances before FINRA in accordance with Rule 12208 of the Code of Arbitration Procedure and ABA Model Rules of Professional Conduct Rule 5.5, relating to the Mulitjurisdictional practice, as may be adopted in any jurisdiction. Offer to provide legal services void in any jurisdiction where prohibited. The quality of legal services to be performed by us is not greater than the quality of legal services to be performed by other lawyers. No certification as a specialist or certification in any field of practice has been granted or approved by any state or the American Bar Association. The outcome or success of any prior case or client is completely unrelated to the outcome in your case, or any other case. All potential clients are urged to make their own independent investigation and evaluation of any lawyer being considered. Communicating with us in any way does not create an attorney-client relationship of any kind.
OUR PRACTICE AREAS
FINRA Arbitration
The litigation of individual and group investor claims against securities broker-dealers and investment professionals adjuducated in arbitration before the Financial Industry Regulatory Authority.
Defective Financial Products
Alternative Investments, Promissory Notes, Structured Products, High Yield Bond Funds, Non-Marketable Real Estate Investment Trusts, Inverse and Leveraged ETFs, the Failure to Conduct Due Diligence.
Unsuitable Investments
Speculative or High Risk Investment Recommendations, Unsuitable Investment Strategies, Low Priced Securities, Customer Specific Unsuitability, Inappropriate Investment Recommendations.
Stockbroker Misconduct
Breach of Fiduciary Duty, Churing, Unauthorized Trading, Fraud, Stockbroker Theft, Ponzi Schemes, the Sale of Unapprovied investments.