Stockbroker Fraud Attorneys

William Sidney Friedman of Boca Raton Florida a stockbroker formerly registered with Newbridge Securities Corporation is referenced in a customer initiated investment related arbitration claim which settled for $10,000.00 in damages supported by accusations that Friedman (1) engaged in inappropriate equity trading in the customer’s account (2) breached his fiduciary duties to the customer (3) and effected unauthorized trades of equity and debt instruments including mutual funds and stock. Financial Industry Regulatory Authority (FINRA) Arbitration No. 15-02209 (Feb. 8, 2016).

FINRA Public Disclosure additionally reveals that on July 2, 2004, a customer filed an investment related complaint regarding Friedman’s conduct in which the customer requested more than $5,000.00 in damages founded on allegations that Friedman effected equities transactions in the customer’s account that were not suitable for the customer while Friedman was employed by Raymond James Financial Services, Inc.

On November 1, 2017, Friedman’s registration with Newbridge Securities Corporation was terminated. Since October 27, 2017, Friedman has been registered with Woodstock Financial Group, Inc.

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Guiliano Law Group

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

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