Jason Travis Turner, of Bedford, Virginia, a stockbroker formerly registered with Wells Fargo Advisors, LLC, is the subject of a customer initiated investment related written complaint on March 21, 2017, in which the customer requested an estimated $5,000.00 in damages based upon allegations that Turner effected unauthorized and unsuitable transactions in the customer’s account in reference to a variable annuity.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Turner has been identified in four additional customer initiated investment related disputes containing allegations of his wrongdoing while associated with UBS PaineWebber Inc. and Wachovia Securities, LLC. Particularly, on December 17, 2002, a customer filed an investment related written complaint involving Turner’s conduct, where the customer sought $6,560.00 in damages supported by allegations that Turner effected unauthorized equity trades in the customer’s account.
Subsequently, on March 29, 2007, a customer initiated investment related written complaint regarding Turner’s activities was settled for $5,544.00 in damages based upon allegations that Turner failed to apprise the customer about the terms and conditions of liquidating a variable annuity issued by The Hartford. Further, on February 10, 2016, a customer filed an investment related arbitration claim involving Turner’s conduct, wherein the customer requested $10,600.00 in damages based upon allegations that he made misrepresentations to the customer in reference to the risks associated with a unit investment trust transaction that the customer entered into.
Turner’s registration with Wells Fargo Advisors, LLC was terminated on August 17, 2016. Since August 10, 2016, Turner has been registered with BB&T Securities, LLC.
Guiliano Law Group
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