Christopher Curran of Houston Texas a stockbroker currently registered with Wells Fargo Clearing Services LLC is the subject of a customer initiated investment related written complaint that was resolved on October 27, 2017 for $13,031.48 founded on accusations that Curran failed to follow the customer’s instructions by purchasing an equity that was supposed to have been sold from the customer’s account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on January 20, 2017, a customer filed an investment related complaint concerning Curran’s conduct where the customer requested $150,000.00 in damages supported by allegations that while Curran was associated with Wells Fargo Advisors, he failed to comply with the customer’s investment instructions concerning over-the-counter equities.
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