Jarrod Edward Biebel, of Marquette, Michigan, a stockbroker formerly registered with Wells Fargo Advisors, LLC, has been named in a customer initiated investment related written complaint on October 11, 2016, where the customer requested more than $5,000.00 in damages based upon allegations that Biebel effected unauthorized structured product transactions in the customer’s account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Biebel has been named in two other customer initiated investment related disputes regarding allegations of his wrongdoing while he was associated with Prudential Securities Incorporated and First Union Securities, Inc. In particular, on April 19, 2000, a customer filed an investment related written complaint involving Biebel’s conduct, in which the customer requested $5,000.00 in damages based upon allegations that he effected stock transactions in the customer’s account that the customer did not authorize.
Further, on June 8, 2005, a customer initiated investment related arbitration claim regarding Biebel’s activities was resolved for $160,000.00 in damages based upon allegations that Biebel made misrepresentations and unsuitable investment recommendations to the customer, and ultimately effected transactions in the customer’s account that failed to address the customer’s needs.
Biebel’s registration with Wells Fargo Advisors, LLC, was terminated on November 22, 2016. Since November 8, 2016, he has been associated with Raymond James & Associates, Inc.
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