Virginia Ann Pack of White House Tennessee a stockbroker formerly registered with LPL Financial LLC has been terminated from employment on March 6, 2017 based upon accusations that Pack exercised discretion in a customer’s account without the firm’s authorization which was conduct violative of the firm’s policies.

Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on September 25, 2018, a customer initiated investment related complaint involving Pack’s conduct was resolved for $100,000.00 in damages supported by allegations that trades were executed in the customer’s account on an excessive basis, and unauthorized mutual fund and equity trades were effected in the customer’s account.

Pack was subsequently employed by Cambridge Investment Research, Inc. between March 16, 2017 and December 20, 2017.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com

    Stockbroker Fraud. Securities Arbitration and Investment Fraud Lawyers.

    National Practice. Contingent Fee. Confidential Free Consultation. (877) SEC-ATTY.