Clouds form under skyscrapers in the CityTravis Alan Knadle of Boca Raton Florida a stockbroker currently employed by The GMS Group LLC is referenced in a customer initiated investment related arbitration claim which was settled to resolve allegations that investment recommendations made to the customer were not suitable in regard to the municipal and corporate debt transactions effected in the customer’s account. FINRA Arbitration No. 18-00545 (May 2, 2019).

Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Knadle has been identified in two more customer initiated investment related disputes containing accusations of his violative conduct while employed with The GMS Group. Specifically, on June 18, 2016, a customer initiated investment related complaint involving Knadle’s activities was settled for $7,717.82 in damages supported by allegations that the customer was provided poor advice concerning the purchase of Peabody Energy corporate bonds and Puerto Rico municipal debt investments resulting in the customer incurring unwarranted losses.

Knadle is also the subject of a customer initiated investment related written complaint on October 1, 2018 where the customer requested $31,952.00 in damages founded on accusations that the customer had been placed in inappropriate municipal debt investments throughout the entire time that the customer’s account was maintained with Knadle at The GMS Group.

Knadle has been registered with The GMS Group since January 14, 2014.

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