Thomas George Sandkamp of Ontario California is a stockbroker formerly registered with Wells Fargo Advisors LLC who was fired on May 12, 2016 supported by allegations that he altered customer account documentation after the document had already been executed by the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Sandkamp has been referenced in two customer initiated investment related disputes containing accusations of Sandkamp’s misconduct while employed with Wells Fargo Advisors, LLC. In particular, on July 28, 2014, a customer filed an investment related written complaint that pertained to Sandkamp’s conduct in which the customer requested $12,051.50 in damages founded on allegations that Sandkamp failed to inform the customer about the fees pertaining to the customer’s class A mutual fund share purchases.
Subsequently, on August 23, 2016, a customer initiated investment related written complaint regarding Sandkamp’s activities was resolved for $18,823.93 in damages based upon accusations that between July 16, 2013 and March 29, 2016, Sandkamp’s assets were allocated in a more speculative manner than the investment policy set forth.
Since May 12, 2016, Sandkamp has been registered with LPL Financial LLC.
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