Thomas Milo Ayer of Oakland California a stockbroker formerly registered with SA Stone Wealth Management Inc. has been discharged on August 25, 2017 founded on accusations that Ayer solicited low-priced securities in violation of SA Stone Wealth Management’s policies.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on May 10, 2017, a customer filed an investment related complaint involving Ayer’s conduct in which the customer sought $150,000.00 in damages supported by allegations that while Ayer was associated with Sterne Agee Financial Services, Inc., Ayer gave the customer bad advice for several years concerning the customer’s investments in stock, corporate-debt, limited partnership interests and direct participation programs.
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