Tag Archives: Ziv Ohel

CFD Stockbroker Barred For Ignoring FINRA In Customer Loan Investigation

Ziv Ohel (also known as Zir Ohel) of Long Grove Illinois a stockbroker formerly associated with CFD Investments Inc. has been barred by Financial Industry Regulatory Authority (FINRA) from associating with any FINRA member in any capacity supported by allegations that the stockbroker neglected to respond to FINRA’s request for information. FINRA Case No. 2016051838401 […]

Read More »

CFD Investments Fires Broker For Churning Customer Accounts

Ziv Ohel of Long Grove Florida a stockbroker formerly employed by CFD Investments Inc. has been discharged on September 6, 2017 based upon accusations from a customer who claimed that (1) unsuitable transactions were executed in the customer’s account (2) fiduciary duties owed to the customer had been breached and (3) trades were placed in […]

Read More »

Ameriprise Financial Services Sued by Customer For Misrepresentation

February 14, 2017  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Ziv Ohel, of Deerfield, Illinois, a stockbroker formerly registered with Ameriprise Financial Services, Inc., has been named in a customer initiated investment related written complaint on December 6, 2016, in which the customer requested $6,521.98 in damages based upon allegations that from February of 2015 to February of 2016, Ohel made misrepresentations and unsuitable recommendations […]

Read More »