Tag Archives: Zachary Samuel Berkey

SEC Bars Four Points Stockbroker For Fraud

Zachary Samuel Berkey of Melville New York a stockbroker formerly registered with Four Points Capital Partners LLC has been barred by Securities and Exchange Commission (SEC) from being a stockbroker or investment advisor or otherwise associating with securities broker dealers or investment advisories according to an SEC Order supported by allegations that Berkey: (1) executed […]

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Four Points Capital Partners Stockbroker Investigated

March 07, 2017  |   Posted by :   |   Churning, Investment and Regulatory News   |   0 Comments

Zachary Samuel Berkey, of Melville, New York, a stockbroker formerly registered with Four Points Capital Partners LLC, has been named in The State of Montana Securities Division’s December 11, 2014 investigation into allegations that Berkey effected trades in a customer’s account on an excessive basis and made unsuitable investment recommendations to customers. Financial Industry Regulatory […]

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