Tag Archives: Yousuf Saljooki

Recidivist Worden Stockbroker Finally Barred In Investigation

November 04, 2020  |   Posted by :   |   Securities Arbitration Claims   |   Comments Off on Recidivist Worden Stockbroker Finally Barred In Investigation

Yousuf Saljooki (also known as Joe Saljooki) of Melville New York a stockbroker formerly registered with Worden Capital Management has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon an Office of Hearing Officers’ Default Decision containing findings that Saljooki failed to cooperate with FINRA Department of […]

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SW Financial Sued By Investors For Fraud

July 20, 2020  |   Posted by :   |   Boilerroom Sales, Breach of Fiduciary Duty, Churning, Excessive Trading, Securities Arbitration Claims, Securities Fraud   |   Comments Off on SW Financial Sued By Investors For Fraud

Yousuf Saljooki (also known as Joseph Saljooki and as Joe Saljooki) a stockbroker formerly registered with SW Financial (Salomon Whitney Financial) is the subject of a customer initiated investment related arbitration claim in which the customer requested $97,292.27 in compensatory damages and unspecified punitive damages based upon allegations that the customer had been defrauded by […]

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Worden Stockbroker Sanctioned For Unauthorized Transactions

Yousuf Saljooki (also known as Joe Saljooki) of Melville New York a stockbroker employed by Worden Capital Management LLC has been fined $20,000.00 and suspended for nine months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based in part on findings that (1) Saljooki gave customers investment advice and sold […]

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SW Financial Fires Broker For Unauthorized Trading

April 27, 2018  |   Posted by :   |   Boilerroom Sales, Investment and Regulatory News   |   0 Comments

Yousuf Saljooki of Melville New York a stockbroker formerly registered with SW Financial has been terminated on December 15, 2017 based upon accusations that he (1) established a branch office without the firm’s permission (2) utilized unauthorized communication channels to communicate with customers and (3) utilized social security and other financial information of customers in […]

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Customers Continue to Sue Saljooki for Fraud

Yousuf Saljooki, also known as Joe Saljooki, of Farmingdale, New York, a stockbroker with Salomon Whitney Financial, is subject to a pending customer dispute from March 23, 2016, in which several customers requested $300,000.00 in damages in connection with allegations against Saljooki of effecting investment transactions which were unsuitable, churning the customers’ investment accounts, charging […]

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