Tag Archives: Yanique Elaine Lawrence

Regulator Sanctions Innovation Partners Stockbroker

January 09, 2020  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Yanique Elaine Lawrence of Charlotte North Carolina a former Chief Executive Officer and President of Innovation Partners LLC agreed to sanctions imposed by the Maryland Securities Division which involve her not engaging in securities business in Maryland based on her being permanently barred by Financial Industry Regulatory Authority (FINRA) in all principal capacities and suspended […]

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