Tag Archives: Worth Financial Group

Investors Accuse Worth Financial Of Unsuitable ETFs

James Willard Clark of Dallas Texas a stockbroker currently registered with Worth Financial Group Inc. is the subject of a customer initiated investment related written complaint which was settled on July 15, 2019 for $38,000.00 in damages supported by allegations that recommendations of exchange traded fund transactions made by the stockbroker were not suitable and […]

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Customer Sues Worth Financial Group For Suitability

James Willard Clark of Dallas Texas the owner and president of Worth Financial Group Inc. is referenced in a customer initiated investment related arbitration claim that has been resolved for $160,000.00 in damages supported by accusations of suitability in reference to defined payment income stream agreements. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-02720 (Apr. […]

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FINRA Bars Worth Financial In Investigation

Christian A. Paul of Dallas Texas a stockbroker formerly registered with Worth Financial Group Inc. has been has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by accusations that he failed to cooperate with FINRA’s request for information about his business activities. Case No. 2016051795501 (July 10, […]

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