Tag Archives: William Upchurch

PFS Broker Barred By FINRA For Failure To Respond

May 17, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

William Upchurch Jr. of Largo Maryland a stockbroker formerly employed by PFS Investments Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations that he neglected to provide FINRA with a response to FINRA’s request for Upchurch’s information. Case No. 2015047841901 (Nov. 1, 2016). Apparently, […]

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