Tag Archives: William Michael Quigley

Trident Partners Compliance Director Barred For Fraud

December 21, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

William Michael Quigley of Woodbury New York a former Director of Compliance of Trident Partners Ltd. has been barred from acting as an investment adviser or broker or otherwise associating with firms advising the public or selling securities according to a Securities and Exchange Commission (SEC) Order containing findings that Quigley engaged in a fraudulent […]

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