Tag Archives: William James Hite

NYLife Stockbroker Sanctioned For Forgery

April 08, 2020  |   Posted by :   |   Forgery   |   Comments Off on NYLife Stockbroker Sanctioned For Forgery

William James Hite of Stratford Connecticut a stockbroker formerly registered with NYLife Securities has been fined $7,500.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he forged a customer’s signature to effect an annuity exchange. Letter of Acceptance Waiver […]

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