Tag Archives: William H. Paterson

GWN Registered Representative Barred For Obstruction

November 07, 2017  |   Posted by :   |   Forgery, Mutual Fund Fraud   |   0 Comments

William H. Paterson, of Palm Beach Gardens, Florida, a former GWN Securities, Inc. registered representative, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he obstructed a FINRA investigation into allegations of his sales practice violations as alleged within a customer initiated […]

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