Tag Archives: William H. Merriam

Merrill Lynch Stockbroker Barred By Regulator

August 26, 2017  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

William H. Merriam, IV, of Jacksonville, Florida, a stockbroker formerly registered with Merrill Lynch, Pierce, Fenner & Smith, Inc., has been fined and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate in an investigation into his alleged forgery. Letter […]

Read More »