Tag Archives: William H. McWilliams

Raymond James Financial Services Stockbroker Suspended

May 18, 2017  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

William H. McWilliams, of Jefferson City, Missouri, a stockbroker formerly registered with Raymond James Financial Services, Inc., has been fined $7,500.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he effected transactions in customer accounts that were not authorized by customers. Letter […]

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