Tag Archives: William Gregory Barker

Ameriprise Sued By Investors For Excessive Trading

William Gregory Barker of Tallahassee Florida a stockbroker formerly registered with Ameriprise Financial Services is the subject of a customer initiated investment related written complaint which had been resolved for $46,000.00 on May 23, 2019 supported by accusations that: (1) unit investment trust and equity transactions executed in the customer’s account were inappropriate for the […]

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