Tag Archives: William David Utanski

Ameriprise Sued By Investors For Unsuitable Investment Advice

William David Utanski of Fort Lauderdale a stockbroker formerly employed by Ameriprise Financial Services Inc. is the subject of a customer initiated investment related arbitration claim where the customer requested $125,000.00 in damages supported by allegations that (1) the customer was poorly advised on common or preferred stocks and (2) transactions failed to be suitable […]

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Investors Sue Ameriprise For Sale of Unsuitable Securities

William David Utanski of Fort Lauderdale Florida a stockbroker formerly employed by Ameriprise Financial Services Inc. is referenced in a customer initiated investment related complaint which was settled on August 7, 2017 to resolve accusations that the customer was inappropriately placed into speculative over-the-counter equities by Utanski during the time he was associated with Ameriprise […]

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Ameriprise Financial Services Named In FINRA Securities Arbitration

February 01, 2017  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

William David Utanski, of Fort Lauderdale, Florida, a stockbroker currently registered with Ameriprise Financial Services, Inc., has been named in a customer initiated investment related arbitration claim, which settled on March 7, 2016, for $3,000.00 in damages based upon allegations that Utanski effected unsuitable stock transactions in the customer’s account pertaining to Dendreon Corporation, which […]

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