Tag Archives: William Christian Gennity

Another First Standard Stockbroker Barred For Fraud

April 08, 2020  |   Posted by :   |   Boilerroom Sales, Churning, Excessive Markups, FINRA Securities Arbitration, Margin Account Fraud, Securities Arbitration Claims, Securities Fraud, Unauthorized Trading   |   Comments Off on Another First Standard Stockbroker Barred For Fraud

William Christian Gennity (also known as Billy Gennity) of Staten Island New York a stockbroker formerly registered with First Standard Financial Company LLC has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon accusations that the stockbroker failed to comply with a FINRA Arbitration Award in which […]

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SEC Bars First Standard Stockbroker For Fraud

William Christian Gennity of Staten Island New Jersey a stockbroker formerly registered with First Standard Financial Company has been barred from being a stockbroker or investment advisor or otherwise associating with investment advisories or securities broker dealers according to an SEC Order containing findings that Gennity defrauded investors. In the Matter of William C. Gennity […]

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Alexander Capital Stockbroker Charged With Securities Fraud

William Christian Gennity, of New York, New York, a stockbroker formerly registered with Alexander Capital, L.P., has been identified in a Securities and Exchange Commission (SEC) Complaint on February 2, 2017, in which the SEC has pursued sanctions against Gennity based upon allegations that he committed fraudulent stock transactions; conduct violative of Securities Act of […]

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