Tag Archives: William Bryson Baum

Great American Investors Sued For Bad American Investments

William Bryson Baum of Overland Park Kansas a stockbroker currently registered with Great American Investors Inc. is the subject of a customer initiated investment related arbitration claim which has been settled for $52,500.00 in damages supported by allegations that stock and options trades that were facilitated in the customer’s account by Baum failed to be […]

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Great American Broker Fined For Unauthorized Transactions

September 15, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

William Bryson Baum, of St. Louis, Missouri, a stockbroker currently registered with Great American Investors, Inc., has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in unauthorized business communications with the firm’s customers and concealed his conduct […]

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