Tag Archives: William August Glaser

National Planning Corporation Sued Over Bogus Promissory Notes

William August Glaser (also known as Bill August Glaser) of Saint Albans Missouri a stockbroker registered with National Planning Corporation is referenced in a customer initiated investment related arbitration claim which was resolved for $600,000.00 in damages founded on accusations that (1) false or misleading statements had been made to the customer concerning promissory note […]

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Regulator Bars National Planning Corporation Stockbroker

September 15, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

William August Glaser, of St. Albans, Missouri, a stockbroker formerly registered with National Planning Corporation, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Glaser obstructed an investigation into allegations of him selling away from National Planning Corporation. Letter of Acceptance, Waiver […]

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