Tag Archives: Wilbanks Securities Inc.

FINRA Bars Wilbanks Stockbroker In Investigation

July 02, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Larry Michael Crabtree (also known as Mike Crabtree) of Edmond Oklahoma a stockbroker formerly registered with Wilbanks Securities Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Crabtree neglected to comply with FINRA through its investigation into allegations of Crabtree’s possible […]

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FINRA Suspends Wilbanks Broker For Failure To Pay Award

Aaron Bronelle Wilbanks of Oklahoma City Oklahoma the former president and chief executive officer of Wilbanks Securities has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on allegations that Wilbanks failed to confirm with FINRA if he complied with paying a customer damages under FINRA Arbitration No. […]

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Investor Wins $1 Million FINRA Arbitration Award

Colorado investor, Grace Huitt, has won an arbitration award in excess of $1 million due to misrepresentations made to her by the broker who sold her a variable annuity. Ms. Huitt purchased an ING Landmark variable annuity in 2008. At or before the time of sale, her broker at Wilbanks Securities, Inc., a brokerage firm […]

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Former Wilbanks Securities Named in Customer Arbitration Alleging Unsuitability

November 02, 2016  |   Posted by :   |   Investment and Regulatory News, Private Placement Fraud   |   0 Comments

Will R. Freeman, of Oklahoma City, Oklahoma, a stockbroker formerly registered with Wilbanks Securities, Inc., has been named in a customer initiated investment related arbitration claim on November 24, 2014, in which the customer requested $1,465,000.00 in damages based upon allegations that Freeman effected an unsuitable investment transaction in the customer’s account pertaining to an […]

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Wilbanks Securities Stockbroker Named In Customer Disputes Alleging Fraud

John R. Stevens, of Grand Junction, Colorado, is subject to several customer disputes. On February 18, 2016, Stevens became subject to a pending customer dispute, in which the customer requested $300,000.00 after alleging that Stevens had misrepresented aspects of a variable annuity, causing the customer to bear investment losses. On February 5, 2016, another customer […]

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Adirondack Trading Group Stockbroker Barred In Investigation

September 09, 2016  |   Posted by :   |   Elder Financial Abuse, Variable Annuites   |   0 Comments

Michael B. Inderlied, of New Woodstock, New York, a stockbroker with Adirondack Trading Group LLC, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he obstructed an investigation into allegations of his unsuitable investment recommendations to customers. Letter of Acceptance, Waiver and […]

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