Tag Archives: Westminster Financial Services Inc.

Customer Sues Concorde For Unauthorized Trading

November 01, 2017  |   Posted by :   |   Securities Arbitration Claims   |   0 Comments

Richard Grant Cody, of Spring Lake, New Jersey, a stockbroker formerly employed with Concorde Investment Services, LLC, has been named in a customer initiated investment related arbitration claim on September 13, 2017, in which the customer alleged that Cody effected floating rate note trades in the customer’s portfolio without the customer’s consent between 2013 and […]

Read More »